Compliance Status Listing Report

  • Updated

Overview

Run a report across all your companies and know the Customer Due Diligence (CDD) status of the company

The data listed is:

  • Company Name
  • UEN
  • CDD Status
  • CDD Start Date
  • Level of CDD
  • Risk Rating
  • CDD Completed Date
  • Review Completed Date
  • Next Review Date

Instructions 

From the Main Toolbar, navigate to Reports mceclip0.png

Select Compliance Status Listing Report

CAS 360 will display the Report Filters screen.

Report Filters Explanation
Entity Type

Filter the list between Companies.
Agent

Filter the list of companies on the Agent selected for the company from the General Details screen.
Company Status

Filter the list of companies based on the company's status.

Click on a status to hide/display companies.

Select  Current Client Only to only show companies marked as current. The Current Client setting is located under Company Info | Client Data.
Label Set a Company Label as a filter when preparing the Report.

 

Review the Report Settings to customise the report.

Select the toggle beside the options to display the information on the company report.
Click to save the selected settings as default. 

 

Select one or multiple companies, and click Snap1.png

The Compliance Status Listing Report can be exported as a PDF or Excel document.

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